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The Structure of Scientific Revolutions

GoodReads: 4 stars

"The Structure of Scientific Revolutions" is a difficult, dense read that requires a fairly broad familiarity with the history of science. Often overly professorial in tone and frequently repetitive, the book is a tough slog. Yet this book is one of the cornerstones of the field of the history of science, and for good reason. Buried within somewhat muddled paragraphs and fancy theorizing are some real gems. From what I understand, Kuhn is famous for his theories on "paradigms" of scientific thought and how scientific communities gradually accept new ones.

Kuhn makes the distinction between "normal science" and "revolutionary science" - where normal science is the sort of incremental investigation that takes place in labs all over the place and revolutionary science is the very occasional paradigm-changing research. Some of Kuhn's most interesting discussions are:

  • Why the individual scientist is often irresistibly drawn to work on normal science
  • Why scientific education often gives scientists a distorted view of the history of their field
  • Similarities and differences between scientific and political revolutions
  • Why the victory of scientific revolutions is contingent on non-scientific factors like human idiosyncrasies and faith.

This particular edition is particularly interesting because it includes a lengthy afterword in which the author responds to the main criticisms of the book over the 50 years since it was published.

My highlights below:

I. Introduction: A Role for History

Gradually, and often without entirely realizing they are doing so, historians of science have begun to ask new sorts of questions and to trace different, and often less than cumulative, developmental lines for the sciences. Rather than seeking the permanent contributions of an older science to our present vantage, they attempt to display the historical integrity of that science in its own time. They ask, for example, not about the relation of Galileo's views to those of modern science, but rather about the relationship between his views and those of his group, i.e., his teachers, contemporaries, and immediate successors in the sciences. Furthermore, they insist upon studying the opinions of that group and other similar ones from the viewpoint — usually very different from that of modern science — that gives those opinions the maximum internal coherence and the closest possible fit to nature.

Observation and experience can and must drastically restrict the range of admissible scientific belief, else there would be no science. But they cannot alone determine a particular body of such belief. An apparently arbitrary element, compounded of personal and historical accident, is always a formative ingredient of the beliefs espoused by a given scientific community at a given time.

When examining normal science in Sections III, IV, and V, we shall want finally to describe that research as a strenuous and devoted attempt to force nature into the conceptual boxes supplied by professional education. Simultaneously, we shall wonder whether research could proceed without such boxes, whatever the element of arbitrariness in their historic origins and, occasionally, in their subsequent development.

That is why a new theory, however special its range of application, is seldom or never just an increment to what is already known. Its assimilation requires the reconstruction of prior theory and the re-evaluation of prior fact, an intrinsically revolutionary process that is seldom completed by a single man and never overnight. No wonder historians have had difficulty in dating precisely this extended process that their vocabulary impels them to view as an isolated event.

II. The Route to Normal Science

These textbooks expound the body of accepted theory, illustrate many or all of its successful applications, and compare these applications with exemplary observations and experiments. Before such books became popular early in the nineteenth century (and until even more recently in the newly matured sciences), many of the famous classics of science fulfilled a similar function. Aristotle's Physica, Ptolemy's Almagest, Newton's Principia and Opticks, Franklin's Electricity, Lavoisier's Chemistry, and Lyell's Geology — these and many other works served for a time implicitly to define the legitimate problems and methods of a research field for succeeding generations of practitioners. They were able to do so because they shared two essential characteristics. Their achievement was sufficiently unprecedented to attract an enduring group of adherents away from competing modes of scientific activity. Simultaneously, it was sufficiently open-ended to leave all sorts of problems for the redefined group of practitioners to resolve.

History suggests that the road to a firm research consensus is extraordinarily arduous.

History also suggests, however, some reasons for the difficulties encountered on that road. In the absence of a paradigm or some candidate for paradigm, all of the facts that could possibly pertain to the development of a given science are likely to seem equally relevant. As a result, early fact-gathering is a far more nearly random activity than the one that subsequent scientific development makes familiar. Furthermore, in the absence of a reason for seeking some particular form of more recondite information, early fact-gathering is usually restricted to the wealth of data that lie ready to hand. The resulting pool of facts contains those accessible to casual observation and experiment together with some of the more esoteric data retrievable from established crafts like medicine, calendar making, and metallurgy. Because the crafts are one readily accessible source of facts that could not have been casually discovered, technology has often played a vital role in the emergence of new sciences.

The effectiveness and efficiency of electrical research increased accordingly, providing evidence for a societal version of Francis Bacon's acute methodological dictum: “Truth emerges more readily from error than from confusion.”

III. The Nature of Normal Science

In a science, on the other hand, a paradigm is rarely an object for replication. Instead, like an accepted judicial decision in the common law, it is an object for further articulation and specification under new or more stringent conditions.

By the early eighteenth century those scientists who found a paradigm in the Principia took the generality of its conclusions for granted, and they had every reason to do so. No other work known to the history of science has simultaneously permitted so large an increase in both the scope and precision of research.

IV. Normal Science as Puzzle-solving

Though its outcome can be anticipated, often in detail so great that what remains to be known is itself uninteresting, the way to achieve that outcome remains very much in doubt. Bringing a normal research problem to a conclusion is achieving the anticipated in a new way, and it requires the solution of all sorts of complex instrumental, conceptual, and mathematical puzzles. The man who succeeds proves himself an expert puzzle-solver, and the challenge of the puzzle is an important part of what usually drives him on.

scientific enterprise as a whole does from time to time prove useful, open up new territory, display order, and test long-accepted belief. Nevertheless, the individual engaged on a normal research problem is almost never doing any one of these things. Once engaged, his motivation is of a rather different sort. What then challenges him is the conviction that, if only he is skillful enough, he will succeed in solving a puzzle that no one before has solved or solved so well. Many of the greatest scientific minds have devoted all of their professional attention to demanding puzzles of this sort. On most occasions any particular field of specialization offers nothing else to do, a fact that makes it no less fascinating to the proper sort of addict.

VIII. The Response to Crisis

The decision to reject one paradigm is always simultaneously the decision to accept another, and the judgment leading to that decision involves the comparison of both paradigms with nature and with each other.

Wolfgang Pauli, in the months before Heisenberg's paper on matrix mechanics pointed the way to a new quantum theory, wrote to a friend, “At the moment physics is again terribly confused. In any case, it is too difficult for me, and I wish I had been a movie comedian or something of the sort and had never heard of physics.” That testimony is particularly impressive if contrasted with Pauli's words less than five months later: “Heisenberg's type of mechanics has again given me hope and joy in life. To be sure it does not supply the solution to the riddle, but I believe it is again possible to march forward.” Such explicit recognitions of breakdown are extremely rare, but the effects of crisis do not entirely depend upon its conscious recognition.

Let us here note only one thing about it. Almost always the men who achieve these fundamental inventions of a new paradigm have been either very young or very new to the field whose paradigm they change. And perhaps that point need not have been made explicit, for obviously these are the men who, being little committed by prior practice to the traditional rules of normal science, are particularly likely to see that those rules no longer define a playable game and to conceive another set that can replace them.

Confronted with anomaly or with crisis, scientists take a different attitude toward existing paradigms, and the nature of their research changes accordingly. The proliferation of competing articulations, the willingness to try anything, the expression of explicit discontent, the recourse to philosophy and to debate over fundamentals, all these are symptoms of a transition from normal to extraordinary research. It is upon their existence more than upon that of revolutions that the notion of normal science depends.

IX. The Nature and Necessity of Scientific Revolutions

In particular, the preceding discussion has indicated that scientific revolutions are here taken to be those non-cumulative developmental episodes in which an older paradigm is replaced in whole or in part by an incompatible new one. There is more to be said, however, and an essential part of it can be introduced by asking one further question. Why should a change of paradigm be called a revolution? In the face of the vast and essential differences between political and scientific development, what parallelism can justify the metaphor that finds revolutions in both?

Political revolutions aim to change political institutions in ways that those institutions themselves prohibit. Their success therefore necessitates the partial relinquishment of one set of institutions in favor of another, and in the interim, society is not fully governed by institutions at all. Initially it is crisis alone that attenuates the role of political institutions as we have already seen it attenuate the role of paradigms. In increasing numbers individuals become increasingly estranged from political life and behave more and more eccentrically within it. Then, as the crisis deepens, many of these individuals commit themselves to some concrete proposal for the reconstruction of society in a new institutional framework. At that point the society is divided into competing camps or parties, one seeking to defend the old institutional constellation, the others seeking to institute some new one. And, once that polarization has occurred, political recourse fails. Because they differ about the institutional matrix within which political change is to be achieved and evaluated, because they acknowledge no supra-institutional framework for the adjudication of revolutionary difference, the parties to a revolutionary conflict must finally resort to the techniques of mass persuasion, often including force. Though revolutions have had a vital role in the evolution of political institutions, that role depends upon their being partially extrapolitical or extrainstitutional events.

When paradigms enter, as they must, into a debate about paradigm choice, their role is necessarily circular. Each group uses its own paradigm to argue in that paradigm's defense.

As in political revolutions, so in paradigm choice — there is no standard higher than the assent of the relevant community. To discover how scientific revolutions are effected, we shall therefore have to examine not only the impact of nature and of logic, but also the techniques of persuasive argumentation effective within the quite special groups that constitute the community of scientists.

For example, since no paradigm ever solves all the problems it defines and since no two paradigms leave all the same problems unsolved, paradigm debates always involve the question: Which problems is it more significant to have solved? Like the issue of competing standards, that question of values can be answered only in terms of criteria that lie outside of normal science altogether, and it is that recourse to external criteria that most obviously makes paradigm debates revolutionary.

X. Revolutions as Changes of World View

though the world does not change with a change of paradigm, the scientist afterward works in a different world.

XI. The Invisibility of Revolutions

For the moment let us simply take it for granted that, to an extent unprecedented in other fields, both the layman's and the practitioner's knowledge of science is based on textbooks and a few other types of literature derived from them. Textbooks, however, being pedagogic vehicles for the perpetuation of normal science, have to be rewritten in whole or in part whenever the language, problem-structure, or standards of normal science change. In short, they have to be rewritten in the aftermath of each scientific revolution, and, once rewritten, they inevitably disguise not only the role but the very existence of the revolutions that produced them. Unless he has personally experienced a revolution in his own lifetime, the historical sense either of the working scientist or of the lay reader of textbook literature extends only to the outcome of the most recent revolutions in the field.

Scientists are not, of course, the only group that tends to see its discipline's past developing linearly toward its present vantage. The temptation to write history backward is both omnipresent and perennial. But scientists are more affected by the temptation to rewrite history, partly because the results of scientific research show no obvious dependence upon the historical context of the inquiry, and partly because, except during crisis and revolution, the scientist's contemporary position seems so secure. More historical detail, whether of science's present or of its past, or more responsibility to the historical details that are presented, could only give artificial status to human idiosyncrasy, error, and confusion. Why dignify what science's best and most persistent efforts have made it possible to discard? The depreciation of historical fact is deeply, and probably functionally, ingrained in the ideology of the scientific profession, the same profession that places the highest of all values upon factual details of other sorts. Whitehead caught the unhistorical spirit of the scientific community when he wrote, “A science that hesitates to forget its founders is lost.” Yet he was not quite right, for the sciences, like other professional enterprises, do need their heroes and do preserve their names. Fortunately, instead of forgetting these heroes, scientists have been able to forget or revise their works.

XII. The Resolution of Revolutions

Max Planck, surveying his own career in his Scientific Autobiography, sadly remarked that “a new scientific truth does not triumph by convincing its opponents and making them see the light, but rather because its opponents eventually die, and a new generation grows up that is familiar with it.”

All the arguments for a new paradigm discussed so far have been based upon the competitors' comparative ability to solve problems. To scientists those arguments are ordinarily the most significant and persuasive.

Fortunately, there is also another sort of consideration that can lead scientists to reject an old paradigm in favor of a new. These are the arguments, rarely made entirely explicit, that appeal to the individual's sense of the appropriate or the aesthetic — the new theory is said to be “neater,” “more suitable,” or “simpler” than the old. Probably such arguments are less effective in the sciences than in mathematics.

But paradigm debates are not really about relative problem-solving ability, though for good reasons they are usually couched in those terms. Instead, the issue is which paradigm should in the future guide research on problems many of which neither competitor can yet claim to resolve completely. A decision between alternate ways of practicing science is called for, and in the circumstances that decision must be based less on past achievement than on future promise. The man who embraces a new paradigm at an early stage must often do so in defiance of the evidence provided by problem-solving. He must, that is, have faith that the new paradigm will succeed with the many large problems that confront it, knowing only that the older paradigm has failed with a few. A decision of that kind can only be made on faith.

XIII. Progress through Revolutions

If this description has at all caught the essential structure of a science's continuing evolution, it will simultaneously have posed a special problem: Why should the enterprise sketched above move steadily ahead in ways that, say, art, political theory, or philosophy does not? Why is progress a perquisite reserved almost exclusively for the activities we call science? The most usual answers to that question have been denied in the body of this essay. We must conclude it by asking whether substitutes can be found.

Does a field make progress because it is a science, or is it a science because it makes progress?

Unlike the engineer, and many doctors, and most theologians, the scientist need not choose problems because they urgently need solution and without regard for the tools available to solve them. In this respect, also, the contrast between natural scientists and many social scientists proves instructive. The latter often tend, as the former almost never do, to defend their choice of a research problem — e.g., the effects of racial discrimination or the causes of the business cycle — chiefly in terms of the social importance of achieving a solution. Which group would one then expect to solve problems at a more rapid rate?

Why should progress also be the apparently universal concomitant of scientific revolutions? Once again, there is much to be learned by asking what else the result of a revolution could be. Revolutions close with a total victory for one of the two opposing camps. Will that group ever say that the result of its victory has been something less than progress? That would be rather like admitting that they had been wrong and their opponents right. To them, at least, the outcome of revolution must be progress, and they are in an excellent position to make certain that future members of their community will see past history in the same way. Section XI described in detail the techniques by which this is accomplished, and we have just recurred to a closely related aspect of professional scientific life. When it repudiates a past paradigm, a scientific community simultaneously renounces, as a fit subject for professional scrutiny, most of the books and articles in which that paradigm had been embodied. Scientific education makes use of no equivalent for the art museum or the library of classics, and the result is a sometimes drastic distortion in the scientist's perception of his discipline's past. More than the practitioners of other creative fields, he comes to see it as leading in a straight line to the discipline's present vantage. In short, he comes to see it as progress. No alternative is available to him while he remains in the field.

Every civilization of which we have records has possessed a technology, an art, a religion, a political system, laws, and so on. In many cases those facets of civilization have been as developed as our own. But only the civilizations that descend from Hellenic Greece have possessed more than the most rudimentary science. The bulk of scientific knowledge is a product of Europe in the last four centuries. No other place and time has supported the very special communities from which scientific productivity comes.

One of the strongest, if still unwritten, rules of scientific life is the prohibition of appeals to heads of state or to the populace at large in matters scientific. Recognition of the existence of a uniquely competent professional group and acceptance of its role as the exclusive arbiter of professional achievement has further implications. The group's members, as individuals and by virtue of their shared training and experience, must be seen as the sole possessors of the rules of the game or of some equivalent basis for unequivocal judgments.

Max Nova

Max Nova

I love books! My reading theme for 2017 is "The Integrity of Western Science." I'm also the founder of www.SilviaTerra.com.

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